|
|
 |
|
NY,
NJ,
CA,
MA,
CT,
DC,
PA,
VA,
IL,
AZ,
GA,
CO,
TX
|
|
|
New York City,
Jersey City,
San Francisco,
Stamford, More...
|
|
|
UK,
Luxembourg,
China,
Singapore,
France,
Australia,
UAE,
Ireland,
Belgium,
Japan,
Switzerland,
Germany,
India, More...
|
|
|
|
|
Control Room Analyst
|
Michael Page
Salary: $130-160k
|
Stamford, CT |
21 May |
| Join a control room as a strong #2 with the opportunity for growth into a leadership position. |
|
|
Head - Investment Monitoring & Compliance
|
Integrated Management Res...
Salary: $300k-$350k
|
USA-MA-Boston |
21 May |
| The Head of Investment Monitoring is responsible for three teams of compliance professionals (40 in total) who monitor the in... |
|
|
Fixed Income Trading Compliance
|
Michael Page
Salary: $130-160k
|
Stamford, CT |
21 May |
| Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the credit markets grou... |
|
|
Senior Compliance Officer
|
Not Disclosed
Salary: Salary commensurate with...
|
New York City, NY |
21 May |
| Founded in 2001,we are an alternative investment firm and merchant capital provider with $5.5 B AUM.We have 200+ employees op... |
|
|
PeopleSoft Project Manager
|
Not Disclosed
Salary: 125,000
|
Nyc, NY, 10017 |
21 May |
| Leading 40 year old stable financial services firm is is need of a PeopleSoft Project Manager to lead a PeopleSoft global imp... |
|
|
Compliance Reporting Specialist
|
JPMorgan
Salary: Competitve
|
USA-NY-New York City |
21 May |
| Please see the job description |
|
|
Director of Ethics & Risk
|
Michael Page
Salary: the salary on offer is at...
|
Boston, MA, 02110 |
20 May |
| Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.
|
|
|
Head of Compliance - Energy Markets Compliance Officer
|
Not Disclosed
Salary: Highly Competitive base,...
|
USA-NY-New York City |
20 May |
| Our client is a major provider of information for the coal, oil, electricity and nuclear power markets. They are currently se... |
|
|
Money Laundering Reporting Officer - AML Manager
|
Not Disclosed
Salary: Compensation is commensur...
|
New York, NY, 10019 |
20 May |
| The MLRO / AML Manager will be charged with implementing and supervising the AML program with direct access to senior U.S. ma... |
|
|
Head of AML
|
Not Disclosed
Salary: Base plus bonus
|
New York City, NY |
20 May |
| Our client, an International Investment Bank is looking to hire a Head of AML for the United States. |
|
|
AML Analyst
|
Not Disclosed
Salary: Compensation is competitv...
|
New York, NY, 10019 |
20 May |
| Our Client is a leading global investment bank offering a full range of investment banking services through an extensive inte... |
|
|
Compliance Officer
|
Not Disclosed
Salary: Salary plus Bonus
|
Conshohocken, PA, 19428 |
20 May |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
|
|
Hedg Fund Compliance Officer
|
Not Disclosed
Salary: 90,000 - 150,000
|
New York, NY, 10174 |
20 May |
| 10 Billion Dollar plus hedge fund is looking to bring on a junior level compliance officer. This role will work along side th... |
|
|
Deputy Compliance Officer
|
Not Disclosed
Salary: 200,000 - 400,000
|
New York, NY, 10174 |
20 May |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
|
|
General Counsel
|
Michael Page
Salary: 300,000 - 600,000
|
Manhattan, NY, 10174 |
20 May |
| Multi billion dollar New York City hedge fund is looking to add a General Counsel. This is an excellent opportunity for an at... |
|
|
Private Equity Compliance Officer
|
Michael Page
Salary: 250,0000 - 350,000
|
Manhattan, NY, 10174 |
20 May |
| Leading New York City Hedge Fund is looking for a specialist in the area of private equity compliance. The ideal candidate wi... |
|
|
Hedge Fund Surveillance - Specialist
|
Michael Page
Salary: 150,000 - 250,000
|
Manhattan, NY, 10174 |
20 May |
| Leading New York City hedge fund is looking to add a compliance associate with 3-6 years of experience in trade surveillance.... |
|
|
Equities Compliance Officer
|
Not Disclosed
Salary: Salary will be $110 to $1...
|
New York, NY, 10016 |
20 May |
| Our client a full service Investment Bank is looking for a senior Compiance Officer to manager the day to day Compliance resp... |
|
|
VP Compliance
|
Not Disclosed
Salary: Base salary, bonus and be...
|
New York, NY, 10016 |
20 May |
| Our client is a top tier foreign investment management firm seeking a VP of Compliance in their Institutional/ Sales Practice... |
|
|
Technology Transactional Attorney
|
BlackRock Inc.
Salary: not disclosed
|
USA-NY-New York City |
20 May |
| See job description below |
|
|
Chief Compliance Officer
|
Schultze Asset Management...
Salary: Competitive
|
Purchase, NY, 10577 |
20 May |
| The position of Chief Compliance Officer is responsible for ensuring the Company conducts business in compliance with all app... |
|
|
Compliance Specialist
|
Research Affiliates
Salary: Competitive
|
Pasadena, CA, 91101 |
20 May |
| Research Affiliates®, a rapidly growing global leader in innovating investing and asset allocation strategies, located in Sou... |
|
|
Head - Investment Monitoring
|
Integrated Management Res...
Salary: $300k-$350k
|
USA-MA-Boston |
19 May |
| The Head of Investment Monitoring is responsible for three teams of compliance professionals (40 in total) who monitor the in... |
|
|
Legal Assistant
|
Credit Suisse
Salary: not disclosed
|
USA-NY-New York City |
19 May |
| See job description below |
|
|
Compliance (Sales and Marketing) - Broker Dealer
|
Not Disclosed
Salary: The salary on offer is at...
|
Boston, MA, 02110 |
19 May |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
|
|
AVP Compliance Marketing and Advertising Review
|
Deutsche Bank
Salary: competitive/ DOE
|
New York, NY, 10005 |
19 May |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
|
|
Compliance Analyst
|
BNY Mellon Asset Manageme...
Salary: DOE
|
New York, NY, 10166 |
19 May |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
|
|
Investments Counsel
|
Not Disclosed
Salary: Competitive
|
Stamford, CT |
19 May |
| Provide legal advice and expertise to Genworth's Investment Team related to investment transactions, |
|
|
Retirement Compliance Testing Administrator
|
Vanguard
Salary: Commensurate
|
Valley Forge, PA, 19482 |
19 May |
| See below |
|
|
Retirement Compliance Testing Manager
|
Vanguard
Salary: Commensurate
|
Valley Forge, PA, 19482 |
19 May |
| See below |
|
|
Jobs: Compliance / Legal (1-30 of 550 Jobs)
|
|
|
|
|
|
| Partner Market Place |
|
Sign In and Search LIVE Offerings with easy-to-use maps - Go To BondSearch123.com
Choose Your Own CD Yields:How would you like to choose the yields you want on FDIC-insured CDs instead of the yields someone else has chosen? - More
|
|
| Stuff to Look at |
Yield and Income Newsletter: A must have for income investors. subscribe NOW
2007 Investment advice:
The stealth move that could topple world equities. [ more] |
|
| BondsOnline Advisor |
March Issue:Income Security Recomendations:Read More [+]
Past Issues: Read More [+] Keep up with monthly, in-depth coverage of fixed income market strategies, commentary, and insights as seen by our sources. Sign up for the free BondsOnline Advisor now! Unsubscribe here [+] |
|
|
|
|
Bond Search Research Bonds 
